FromClare GoodessDateTue, 26 Nov 2002 18:34:49 +0000
ToJean Palutikof, Phil Jones, David Viner - Climate Impacts LINK Project, Keith Briffa
CCJanice Darch
SubjectUK Research Office - FP6 Proposal Writing for Researchers
Dear all
I went to this meeting in London yesterday - which was useful. Julie will photocopy my
notes/the overheads for you some time this week (if she doesnt have time, I'll do it when I
get back next week). In the meantime, here are my main impressions/thoughts from the
meeting. (Incidentally, Alex Haxeltine was due to go from UEA, but didnt turn up. Not sure
who the other UEA people were! There was no list of participants.) Maybe we should get
together (next week some time?) once you've had chance to look at some of this.
The Commission (EC) seems to be favouring smaller projects, e.g., typically 10 million
Euro. Though it is up to proposers to define the necessary 'critical mass'.
UKRO seem quite wary of Networks of Excellence (NoE), e.g., warning of potential conflicts
of interest with institutions. As with projects, smaller size seems to be in favour. An
UKRO analysis suggests an NoE of 150-400 researchers would maximise the amount of money
received per researcher.
Research activities can now be funded in NoE (the EC has changed its mind on this in the
last month), but only if focused on integration.
The EC wont be proposing indicators of integration for NoE - the proposals should explain
how this will be 'measured'.
Consortium quality seems to be an important concern for the EC, i.e., having the right
people for the job and ensuring everyone has a clear role. In our rush to get a 'critical
mass', I'm concerned that the GENIE consortium may appear too much as 'all our friends'.
One possible strategy which UKRO seemed to think quite good for people, would be to put in
a proposal from 6-8 key partners, indicating for which activities additional partners will
be brought in at appropriate points. The EC will be providing formal procedures for these
'internal project' calls.
It is unlikely that the new online proposal preparation tool will be ready for the first
call, but electronic submission (on CD) should be possible. Any paper submissions will be
scanned.
Evaluation will be by electronic means initially, with possibility of proposers (and
evaluators?) being invited to hearings in Brussels prior to panel meetings.
No signatures are required for the proposals (though a password/username will be required
by co-ordinators to access the online system). Some institutions/consortia are apparently
drawing up pre-consortia agreements or letters of intent/memorandum of understanding.
The guide for proposers is currently only in very rough draft.
There will be a second 'EOI' type exercise at the end of 2003/early 2004. This could lead
to changes in the indicative themes for 2004.
UKRO is not keen on UK institutions using consultants for project management - we should be
building our own capacity.
Proposals should be written for the informed lay person. It is best if they are not
obviously written by one person - better to show joint effort/co-ordination at an early
stage.
Redundancy costs (i.e., costs of implementing the new fixed-term regulations) can be
included for research staff.
The EC aims to audit all FP6 projects (because there will be fewer of them).
Recognition of the ERA and policy links will be important for the EC. (The ERA includes
references to developing long-term careers for research staff and increasing the
involvement of women - so maybe we should be thinking of some activities to address these
issues.)
IPR will be an important issue in FP6 - need to get expert advice (e.g., what happens if
consortium changes over course of project).
Consortium agreements will be compulsory.
The proposal forms (for IPs anyway) are relatively simple, e.g., only need to cost four
different types of activity.
Clare

Dr Clare Goodess
Climatic Research Unit
University of East Anglia
Norwich
NR4 7TJ
UK
Tel: +44 -1603 592875
Fax: +44 -1603 507784
Web: [1]http://www.cru.uea.ac.uk/
Editor "Climate Research" ([2]http://www.int-res.com/journals/cr/)
Southern Africa crisis appeal: [3]http://dec.londonweb.net/appeal/

References

1. http://www.cru.uea.ac.uk/
2. http://www.int-res.com/journals/cr/
3. http://dec.londonweb.net/appeal/